Utenlandsk Listet På Lager Indeks Futures Og Alternativer Godkjenninger Diagram

Utenlandske børsnoterte futures og valgmuligheter for godkjenning. For å se denne artikkelen trenger du en PDF-visningsprogram, for eksempel Adobe Reader. European Union, USA, 16. april 2014.Tastet, vennligst finn den oppdaterte liste over fremtidsindekser og opsjoner for fremtidige aksjer, som er aktuelle i april 16, 2014 Alle tidligere versjoner er erstattet og bør kasseres. Vær oppmerksom på følgende utviklinger siden vi sist distribuerte godkjenningstallet 1 CFTC har godkjent følgende kontrakter for handel av amerikanske personer i Eurex s futures kontrakt basert på MSCI China Free Index ii Eurex s futures kontrakt basert på MSCI Emerging Markets Asia Index iii Eurex s futures kontrakt basert på MSCI Emerging Markets EMEA Index iv Eurex s futures kontrakt basert på MSCI Emerging Markets Index v Eurex s futures kontrakt basert på MSCI Emerging Markets India Index vi Eurex s futures kontrakt basert på MSCI Emerging Markets Latin America Index vii Eurex s futures kontrakt basert på MSCI Europe Growth Inde x viii Eurex s futures kontrakt basert på MSCI Europe Value Index ix Eurex s futures kontrakt basert på MSCI Malaysia Index x Eurex s futures kontrakt basert på MSCI South Africa Index xi Eurex s futures kontrakt basert på MSCI Thailand Index xii SGX - DTs futures kontrakt basert på MSCI India Index xiii SGX-DT s futures kontrakt basert på MSCI Philippines Index xiv SGX-DT s futures kontrakt basert på MSCI Thailand Index xv Euronext LIFFE s britisk pund sterling-denominert futures kontrakt 2 per indeks poeng basert på FTSE 250 indeksen og xvi Euronext LIFFE s Euro-denominert terminkontrakt basert på MSCI Europe Index 2 SEC har ikke godkjent nye opsjoner for utenlandske aksjeindekser siden vi sist distribuerte godkjenningstallet 3 I tillegg har diagrammet vært endret for å notere tilgjengeligheten av Bclear-tjenesten som tilbys av LIFFE, som tillater LIFFE-medlemmer som overholder spesifiserte kriterier for å fjerne visse ikke-U S-aksjer og indeksalternativer som var utført Redegjort for disken på vegne av Kvalifiserte amerikanske institusjoner Vennligst se fotnote 4 for ytterligere informasjon. For definisjonen av Kvalifisert USA-institusjon og for annen forklarende informasjon, se sluttnotene i slutten av denne tabellen. 1 Utenlandske børsnoterte futures og opsjoner Godkjenninger April 2014 Landsbørs Underliggende Futures Kontrakter Optioner på Futures Kontrakter Egenkapitaloptioner ETF opsjoner Australia ASX ASX Futures Exchange SP ASX 50 Godkjent for salg til amerikanske personer 24. juli 2002 No-Action Letter utstedt til ASX Futures Exchange Ingen tilbudt Godkjent for kvalifiserte amerikanske institusjoner bare 13. august 2007 SEKSN-handlingsbrev utstedt til ASX Limited Ingen tilbudt Australia ASX ASX Futures Exchange Enkeltnavn aksjer Ingen tilbudt Ingen tilbudt Godkjent for kvalifiserte amerikanske institusjoner bare 13. august 2007 SEKSN-handlingsbrev utstedt til ASX Limited Ingen tilbudt Australia ASX ASX Futures Exchange SP ASX 200 Godkjent for salg til amerikanske personer 24. juli 2002 No-Action Letter i ssued til ASX Futures Exchange Ingen tilbys Godkjent for berettigede amerikanske institusjoner bare 13. august 2007 SEK Ikke-handlingsbrev utstedt til ASX Limited Ikke godkjent Australia ASX ASX Futures Exchange SP ASX 200 A-Reit Ikke godkjent Ingen tilbud Godkjent for kvalifiserte amerikanske institusjoner bare august 13, 2007 SEK Ikke-Handlingsbrev utstedt til ASX Limited Ingen tilbudt Australia Sydney Futures Exchange SFE SPI 200 Godkjent for salg til amerikanske personer 10. august 1999 No-Action Letter utstedt til SFE Godkjent for salg til amerikanske personer 10. august 1999 No - Handlingsbrev utstedt til SFE Ikke godkjent Ingen tilbudt Australia Sydney Futures Exchange SFE 1-dagers opsjonskontrakt basert på CBOT Mini-Sized Dow Futures Kontrakt Ingen tilbudt Godkjent for salg til amerikanske personer 8. august 2006 No Action Letter utstedt til SFE Ingen tilbudt Ingen tilbudt Østerrike Wiener Borse ATX Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt For definisjonen av Kvalifisert USA-institusjon og for annen forklarende informasjon, se sluttnotatet s på slutten av denne tabellen 2 Landsbørs Underliggende Futures Kontrakter Optioner på Futures Kontrakter Egenkapitaloptioner ETF Valg Østerrike Wiener Borse Russisk Handlet Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt Østerrike Wiener Borse CECE Indekser CEX, CTX, HTX, PTX Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt Østerrike Wiener Borse Enkeltnavn aksjer Ingen tilbudt Ingen tilbudt Ikke godkjent4 Ingen tilbudt Belgia Euronext Brussels BEL 20 Godkjent for salg til amerikanske personer 31. august 2011 No-Action Brev utstedt til Euronext Brussels Ingen tilbudt Ikke godkjent4 Ingen tilbudt Belgia Euronext Brussels Mini BEL 20 indeksdeltakere Ingen tilbudt Ingen tilbudt Ikke godkjent Ingen tilbudt Belgia Euronext Brussels Mini Dow Jones Euro STOXX indeksdeltakere Ingen tilbudt Ingen tilbudt Ikke godkjent Ingen tilbudt Belgia Euronext Brussels Enkeltnavn aksjer Ikke godkjent Ingen tilbudt Ikke godkjent4 Ingen tilbudt Brasil BM F Bovespa SA Ibovespa Godkjent for salg til amerikanske personer Au Gust 26, 2009 No-Action Letter utstedt til BM F Bovespa SA 2 Godkjent for salg til amerikanske personer 26. august 2009 No-Action Brev utstedt til BM F Bovespa SA Ikke godkjent Ingen tilbudt Brasil BM F Bovespa SA Ibovespa Flex Ingen tilbudt Ingen tilbudt Ikke godkjent Ingen tilbudt Brasil BM F Bovespa SA Mini Ibovespa Godkjent for salg til amerikanske personer 26. august 2009 Ingen handling Brev utstedt til BM F Bovespa SA Ingen tilbudt Ingen tilbudt Ingen tilbudt Brasil BM F Bovespa SA IBrX 50 Index Futures Kontrakt godkjenning venter Ikke godkjent Ikke godkjent Ingen tilbys For definisjonen av Kvalifisert USA-institusjon og for annen forklarende informasjon, se sluttnotene i slutten av denne tabellen. 3 Landsbørs Underliggende Futures Kontrakter Optioner på Futures Kontrakter Egenkapitaloptioner ETF Valg Brasil BM F Bovespa SASP 500 Index Godkjent til salgs til amerikanske personer 24. september 2012 sertifisering Ingen tilbudt Ingen tilbudt Ingen tilbudt Brasil BM F Bovespa SA MICEX Godkjent for salg til amerikanske personer mars 12, 2013 sertifisering Ingen tilbudt Ingen tilbudt Ingen tilbudt Brasil BM F Bovespa SA Hang Seng Godkjent for salg til amerikanske personer 12. mars 2013 sertifisering Ikke godkjent Ikke godkjent Ingen tilbudt Brasil BM F Bovespa SA FTSE JSE Topp 40 Godkjent for salg til amerikanske personer Mars 12, 2013 sertifisering Ikke godkjent Ikke godkjent Ingen tilbudt Brasil BM F Bovespa SA BSE Sensitiv Godkjent for salg til amerikanske personer 12. mars 2013 sertifisering Ikke godkjent Ikke godkjent Ingen tilbudt Canada Montreal Exchange Bourse de Montr al SP TSX Canada 60 Godkjent for salg til USA Personer 9. desember 1999 CFTC-handlingsbrev utstedt til Montreal Exchange 3 Ingen tilbudt Godkjent, inkludert godkjenning av alle andre indeksalternativer, til salg til amerikanske personer, som generelt eller senere kan bli oppført Post-Effective Amendment No 27 to Registreringserklæring på skjema S-20 arkivert av kanadiske avledninger Clearing Corp SEC-fil nr. 2-69458 Ingen tilbudt For definisjonen av Kvalifisert amerikanske institusjon og for andre e xplanatorisk informasjon se sluttnotene i slutten av denne tabellen 4 Landsbørs Underliggende Futures Kontrakter Optjoner på Futures Kontrakter Egenkapitaloptioner ETF opsjoner Canada Montreal Exchange Bourse de Montr al Enkeltnavn aksjer Ingen tilbudt Ingen tilbys Godkjent for alle opsjoner på enkelte verdipapirer notert på Montreal-utvekslingen som nå eller kanskje i fremtiden vil bli notert for salg til amerikanske personer generelt Post-Effective Amendment No 27 til Registreringserklæring på Form S-20 arkivert av Canadian Derivatives Clearing Corp SEC-fil nr. 2-69458 Ingen tilbudt Canada Montreal Exchange Bourse de Montr al SP TSX 60 Index Mini Futures Godkjent for salg til amerikanske personer 19. april 2012 sertifisering Ingen tilbudt Ingen tilbudt Ingen tilbudt Canada Montreal Exchange Bourse de Montr al iUnits SP TSE 60 Indeks Deltakelsesfond i60 Fund Ingen tilbudt Ingen tilbudt Ingen tilbudt Godkjent for amerikanske personer generelt i henhold til registreringserklæring se SP TSX Canada 60 over Canada Montreal Utveksling Bourse de Montr al SP TSX Hentet sektor Ikke godkjent Ingen tilbudt Godkjent for USA Personer generelt i henhold til registreringserklæring se SP TSX Canada 60 over Ingen tilbudt Canada Montreal Exchange Bourse de Montr al iUnits SP TSX Capped Gold Index Fund Ingen tilbudt Ingen tilbudt Ingen tilbudt Godkjent for amerikanske personer generelt i henhold til registreringserklæring, se SP TSX Canada 60 ovenfor. For definisjonen av Kvalifisert USA-institusjon og for annen forklarende informasjon, se sluttnotene i slutten av denne tabellen. 5 Landsbørs Underliggende fremtidige kontrakter. Alternativer på fremtidige kontrakter. ETF opsjoner Canada Montreal Exchange Bourse de Montr al iUnits SP TSX Capped Financial Index Indeksfond Ingen tilbudt Ingen tilbudt Ingen tilbudt Godkjent for USA Personer generelt etter registreringserklæring se SP TSX Canada 60 over Canada Montreal Exchange Bourse de Montr al iUnits SP TSX Capped Information Technology Indeksfond Ingen tilbudt Ingen tilbudt Ingen tilbys Godkjent for amerikanske personer generelt i henhold til registreringserklæring se SP TSX Canada 60 over Canada Montreal Exchange Bourse de Montr al iUnits SP TSX Capped Energy Index Fund Ingen tilbudt Ingen tilbudt Ingen tilbudt Godkjent for USA Personer generelt i henhold til registreringserklæring se SP TSX Canada 60 over Kina se også Hong Kong og Taiwan China Financial Futures Exchange CSI 300 Index Futures Ikke godkjent Ingen tilbudt Ingen tilbudt Ingen tilbudt Danmark OMX Nordic Exchange Copenhagen AS Enkeltnavn aksjer Ingen tilbudt Ingen tilbudt Ikke godkjent4,11 Ingen tilbudt Danmark FUTOP Market KFX Large Small Contract Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt Finland OMX Nordic Exchange Helsinki Enkeltnavn aksjer Ingen tilbudt Ingen tilbudt Ikke godkjent4,5 Ingen tilbudt For definisjonen av Kvalifisert USA-institusjon og for annen forklarende informasjon, se sluttnotene i slutten av denne tabellen 6 Landsbørs Underliggende Futures Kontrakter Alternativer på Futu res Kontrakter Egenkapitalvalg ETF Valg Frankrike Euronext Paris SA CAC40 Godkjent for salg til amerikanske personer 17. desember 1991 Ingen handlingsbrev utstedt til ParisBourse 3 Ingen tilbudt Godkjent for støtteberettigede amerikanske institusjoner bare 17. juli 1996 SEC No Action Letter utstedt til MONEP, bekreftet 6. desember 1999 SEC-handlingsbrev utstedt til ParisBourse 4 Ingen tilbudt Frankrike Euronext Paris SA CAC40 Mini Godkjent for salg til amerikanske personer 13. september 2013 sertifisering Ingen tilbudt Ingen tilbudt Ingen tilbudt Frankrike Euronext Paris SA Enkeltnavn aksjer Ikke godkjent Ingen tilbys Godkjent for alle opsjoner på individuelle verdipapirer som nå eller kanskje i fremtiden vil bli notert5 for kvalifiserte amerikanske institusjoner bare 17. juli 1996 SEC-handlingsbrev utstedt til MONEP, bekreftet 6. desember 1999 SEKSN-handlingsbrev utstedt til ParisBourse 4 Ingen tilbudt Frankrike Euronext Paris SA Dow Jones STOXX 50 Godkjent for salg til amerikanske personer 29. februar 2000 CFTC-handlingsbrev utstedt til ParisBourse 3 Ingen tilbys Godkjent for kvalifiserte amerikanske institusjoner bare 26. oktober 1998 SEKSN-handlingsbrev utstedt til MONEP, bekreftet 6. desember 1999 SEKSN-handlingsbrev utstedt til ParisBourse Ingen tilbudt For definisjonen av Støtteberettigede amerikanske institusjon og for andre forklarende opplysninger, vær så snill å se sluttnotene på slutten av denne tabellen 7 Landsbørs Underliggende Futures Kontrakter Optjoner på Futures Kontrakter Egenkapitaloptioner ETF Valg Frankrike Euronext Paris SA Dow Jones Euro STOXX 50 Godkjent for salg til amerikanske personer 29. februar 2000 CFTC-handlingsbrev utstedt til ParisBourse 3 Ingen tilbudt Godkjent for berettigede amerikanske institusjoner bare 26. oktober 1998 SEK-handlingsbrev utstedt til MONEP, bekreftet 6. desember 1999 SEK-handlingsbrev utstedt til ParisBourse Ingen tilbudt Frankrike Euronext Paris SA Dow Jones STOXX 600 Sektorer Bank, Energi , Helse, Teknologi, Telekommunikasjon Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt Frankrike Euronext Paris SA FTSEurofirst 80 Godkjent for salg til amerikanske personer 5. mars 2007 CFTC-handlingsbrev utstedt til Euronext LIFFE på vegne av Euronext Paris SA Ingen tilbudt Ingen tilbudt4 Ingen tilbudt Frankrike Euronext Paris SA FTSEurofirst 100 Godkjent for salg til amerikanske personer 5. mars 2007 CFTC-handlingsbrev utstedt til Euronext LIFFE på vegne av Euronext Paris SA Ingen tilbudt Ingen tilbudt 4 Ingen tilbudt Frankrike Euronext Paris SA FTSE EPRA NAREIT Europe Godkjent for salg til amerikanske personer 10. juli 2008 CFTC No Action Letter utstedt til Euronext LIFFE, på vegne av Euronext Paris SA Ingen tilbudt Ingen tilbudt Ikke godkjent For definisjonen av Kvalifisert USA-institusjon og for annen forklarende informasjon, se sluttnotene i slutten av denne tabellen. 8 Landsbørs Underliggende fremtidige kontrakter. Alternativer på fremtidige kontrakter. Egenkapitaloptioner. ETF Valg Frankrike Euronext Paris SA FTSE EPRA NAREIT Euro Sone Godkjent for salg til amerikanske personer 10. juli 2008 CFTC-handlingsbrev utstedt til Euronext LIFFE, på vegne av Euronext Paris SA Ingen tilbudt Ingen tilbudt Ikke godkjent Tyskland Sveits Eurex DAX Godkjent for salg til amerikanske personer 20. desember 1994 CFTC-handlingsbrev utstedt til Deutsche Terminborse 3 Ingen tilbudt Godkjent for støtteberettigede amerikanske institusjoner 27 juli 2005 SEKSN-handlingsbrev utstedt til Eurex None tilbudt Tyskland Sveits Eurex DAX EX Ikke godkjent Ingen tilbudt Ingen tilbudt Godkjent for kvalifiserte amerikanske institusjoner 27. juli 2005 SEK-handlingsbrev utstedt til Eurex Tyskland Sveits Eurex Dow Jones Euro STOXX 50 Godkjent for salg til amerikanske personer 6. april 2000 CFTC Nei - Action Letter utstedt til Eurex 3 Ingen tilbudt Godkjent for kvalifiserte amerikanske institusjoner bare 27. juli 2005 SEK Ikke-handlingsbrev utstedt til Eurex Ingen tilbudt Tyskland Sveits Eurex Dow Jones Euro STOXX 50 Utbytte Ikke godkjent Ikke godkjent Ingen tilbudt Ingen tilbudt Tyskland Sveits Eurex Dow Jones STOXX 50 Godkjent for salg til amerikanske personer 6. april 2000 CFTC No-Action Letter utstedt til Eurex 3 Ingen tilbudt Godkjent for kvalifisert USA I stitutions only 27 juli 2005 SEK-handlingsbrev utstedt til Eurex Ingen tilbudt Tyskland Sveits Eurex Dow Jones Euro STOXX 50 EX Ikke godkjent Ingen tilbudt Ikke godkjent Godkjent for kvalifiserte amerikanske institusjoner 27 juli 2005 SEKSN-handlingsbrev utstedt til Eurex For definisjonen av Kvalifisert USA-institusjon og annen forklarende informasjon, se sluttnotene på slutten av denne tabellen. 9 Landsbørs Underliggende fremtidige kontrakter. Alternativer på fremtidige kontrakter. Egenkapitaloptioner. ETF Valg Tyskland Sveits Eurex KOSPI 200 Options6 Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Swiss Market Ikke godkjent Ingen tilbudt Godkjent for kvalifiserte amerikanske institusjoner bare 27. juli 2005 SEK-handlingsbrev utstedt til Eurex godkjent for kvalifiserte amerikanske institusjoner bare 27. juli 2005 SEK-handlingsbrev utstedt til Eurex Tyskland Sveits Eurex SLI Swiss Leader Godkjent for salg til amerikanske personer 18. august 2008 CFTC No-Action Letter utstedt til Eurex Ingen tilbudt Ikke godkjent Ingen tilbys Tyskland Sveits Eurex Swiss Market Indeks Midcap SMIM Godkjent for salg til amerikanske personer 18. august 2008 CFTC No-Action Brev utstedt til Eurex Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Dow Jones Global Titans 50 Godkjent for salg til amerikanske personer 18. juli 2002 CFTC-handlingsbrev utstedt til Eurex Ingen tilbudt Godkjent for kvalifiserte amerikanske institusjoner 27. juli 2005 SEK Ikke-handlingsbrev utstedt til Eurex Ingen tilbudt Tyskland Sveits Eurex Dow Jones Global Titans 50 Index US Denominert Godkjent for salg til USA Personer 5. juni 2012 sertifisering Ingen tilbudt Ingen tilbudt Ingen tilbudt Tyskland Sveits Eurex Dow Jones STOXX 600 Banksektoren Godkjent for salg til amerikanske personer 2. april 2002 CFTC-handlingsbrev utstedt til Eurex Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Dow Jones STOXX Small 200 Godkjent for salg til amerikanske personer 6. februar 2008 CFTC-handlingsbrev utstedt til Eurex Ingen tilbudt Ikke godkjent Ingen av fered For definisjonen av Kvalifisert USA-institusjon og for annen forklarende informasjon, se sluttnotene i slutten av denne tabellen 10 Landsbørs Underliggende Futures Kontrakter Optioner på Futures Kontrakter Egenkapital Valg ETF Valg Tyskland Sveits Eurex Dow Jones STOXX Mid 200 Godkjent for salg til Amerikanske personer 18. juni 2007 CFTC No-Action Brev utstedt til Eurex Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Dow Jones STOXX Large 200 Godkjent for salg til amerikanske personer 6. februar 2008 CFTC No-Action Letter utstedt til Eurex Ingen tilbudt Ikke godkjent Ikke godkjent Ingen tilbys Tyskland Sveits Eurex Dow Jones STOXX 600 Godkjent for salg til amerikanske personer 18. juni 2007 CFTC No-Action Brev utstedt til Eurex Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Dow Jones STOXX 600 Industrielle varer Tjenester Godkjent for salg til amerikanske personer februar 6, 2008 CFTC No-Action Letter utstedt til Eurex Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Dow Jo nes STOXX 600 Forsikring Godkjent for salg til amerikanske personer 6. februar 2008 CFTC No-Action Letter utstedt til Eurex Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Dow Jones STOXX 600 Media Godkjent for salg til amerikanske personer 6. februar 2008 CFTC No Action Brev utstedt til Eurex Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Dow Jones STOXX 600 Personlige husholdningsvarer Godkjent for salg til amerikanske personer 6. februar 2008 CFTC-handlingsbrev utstedt til Eurex 7 Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Dow Jones STOXX 600 Retail Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt For definisjonen av Støtteberettigede amerikanske institusjon og for annen forklarende informasjon, se sluttnotene i slutten av denne tabellen. 11 Landsbørs Underliggende fremtidige kontrakter. Alternativer på fremtidige kontrakter. Egenkapitaloptioner. ETF Valg Tyskland Sveits Eurex Dow Jones STOXX 600 Travel Leisure Godkjent for salg til amerikanske personer 6. februar 2008 CFTC No-Action Brev utstedt til Eurex Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Dow Jones STOXX 600 Utilities Godkjent for salg til amerikanske personer 6. februar 2008 CFTC No-Action Brev utstedt til Eurex Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Annet Dow Jones STOXX 600 Markedsektorer Teknologi, helse, telekommunikasjon Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Dow Jones Euro STOXX Banksektoren Ikke godkjent8 Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Dow Jones Euro STOXX Velg utbytte 30 Godkjent for salg til amerikanske personer 18 august 2008 CFTC No-Action Letter utstedt til Eurex Ingen tilbudt Ikke godkjent Ingen tilbys Tyskland Sveits Eurex Øvrige Dow Jones Euro STOXX Sektorer ulike Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex HEX 25 Finsk Ikke godkjent Ingen tilbudt Godkjent for kvalifisert USA Bare institusjonene 27. juli 2005 SEKSN-handlingsbrev utstedt til Eurex N en tilbød Tyskland Sveits Eurex TECDAX Godkjent for salg til amerikanske personer 18. august 2008 CFTC-handlingsbrev utstedt til Eurex Ingen tilbudt Godkjent for kvalifiserte amerikanske institusjoner bare 27. juli 2005 SEKs no-actionbrev utstedt til Eurex Ingen tilbudt For definisjonen av Støtteberettigede amerikanske institusjon og annen forklarende informasjon, se sluttnotene i slutten av denne tabellen. 12 Landsbørs Underliggende fremtidige kontrakter. Alternativer på fremtidige kontrakter. Egenkapitalvalg. ETF Valg Tyskland Sveits Eurex Dow Jones Italia Titans 30 Godkjent for salg til amerikanske personer 23. november, 2005 CFTC No Action Letter utstedt til Eurex Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex MDAX Godkjent for salg til amerikanske personer 14. mars 2006 CFTC No Action Letter utstedt til Eurex Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex iShares DJ EURO STOXX Ingen tilbudt Ingen tilbudt Ingen tilbudt Godkjent for kvalifiserte amerikanske institusjoner bare 27. juli 2005 SEC No-Action Letter problem d til Eurex Tyskland Sveits Eurex RDX USD12 Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex DJ Banker Titans 30 Ikke godkjent Ingen tilbudt Ingen tilbudt Ingen tilbudt Tyskland Sveits Eurex DJ Olje - og gasser Titans 30 Ikke godkjent Ingen tilbudt Ingen tilbudt Ingen tilbudt Tyskland Sveits Eurex DJ Forsikring Titans 30 Ikke godkjent Ingen tilbudt Ingen tilbudt Ingen tilbudt Tyskland Sveits Eurex DJ Telekommunikasjon Titans 30 Ikke godkjent Ingen tilbudt Ingen tilbudt Ingen tilbudt Tyskland Sveits Eurex DJ Utilities Titans 30 Ikke godkjent Ingen tilbudt Ingen tilbudt Ingen tilbudt Tyskland Sveits Eurex MSCI Alle land Asia Stillehavet ex-Japan Godkjent for salg til amerikanske personer 17. juni 2013 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt For definisjonen av Støtteberettigede amerikanske institusjon og for annen forklarende informasjon, se sluttnotene i slutten av denne tabellen 13 Landsbørs Underliggende Futures Kontrakter Optjoner på Futures Kontrakter Egenkapital Op satser ETF Valg Tyskland Sveits Eurex MSCI China Free Godkjent for salg til amerikanske personer 4. februar 2014 sertifisering Ingen tilbudt Ingen tilbudt Ingen tilbudt Tyskland Sveits Eurex MSCI Emerging Markets Godkjent for salg til amerikanske personer 4. februar 2014 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex MSCI Emerging Markets Asia Godkjent for salg til amerikanske personer 4. februar 2014 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex MSCI Emerging Markets EMEA Godkjent for salg til amerikanske personer 4. februar 2014 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex MSCI Emerging Markets Latin America Godkjent for salg til amerikanske personer 4. februar 2014 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex MSCI Europe Godkjent for salg til amerikanske personer 17. juni 2013 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex MSCI Europe Vekst Godkjent for salg til USP ersoner 4. februar 2014 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex MSCI Europe Verdi Godkjent for salg til amerikanske personer 4. februar 2014 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex MSCI India Godkjent for salg til amerikanske personer 4. februar 2014 sertifisering Ingen tilbudt Ingen tilbudt Ingen tilbudt Tyskland Sveits Eurex MSCI Japan Godkjent for salg til amerikanske personer 17. juni 2013 sertifisering Ingen tilbudt Ingen tilbudt Ingen tilbudt For definisjonen av Kvalifisert amerikanske institusjon og for annen forklarende informasjon, se sluttnotene på slutten av denne tabellen 14 Landsbørs Underliggende Futures Kontrakter Optioner på Futures Kontrakter Egenkapitaloptioner ETF Valg Tyskland Sveits Eurex MSCI Malaysia Godkjent for salg til amerikanske personer 4. februar 2014 sertifisering Ingen tilbudt Ingen tilbudt Ingen tilbudt Tyskland Sveits Eurex MSCI Sør-Afrika Godkjent for salg til amerikanske personer 4. februar 2014 sertifisering Ingen av utført Ingen tilbudt Ingen tilbudt Tyskland Sveits Eurex MSCI Thailand Godkjent for salg til amerikanske personer 4. februar 2014 sertifisering Ingen tilbudt Ingen tilbudt Ingen tilbudt Tyskland Sveits Eurex MSCI World Godkjent for salg til amerikanske personer 17. juni 2013 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex STOXX Europe 600 Godkjent for salg til amerikanske personer 5. juni 2012 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex STOXX Europe Large 200 Godkjent for salg til amerikanske personer 5. juni 2012 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex STOXX Europe Mid 200 Godkjent for salg til amerikanske personer 5. juni 2012 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex STOXX Europe Små 200 Godkjent for salg til amerikanske personer 5. juni 2012 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Euro STOXX Godkjent til salgs til amerikanske personer 5. juni 2012 sertifisering None off ered Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Euro STOXX Large Godkjent for salg til amerikanske personer 5. juni 2012 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt For definisjonen av Kvalifisert USA-institusjon og for ytterligere forklarende opplysninger, se sluttnotene på slutten av denne Tabell 15 Landsbørs Underliggende Futures Kontrakter Optioner på Futures Kontrakter Egenkapitaloptioner ETF Valg Tyskland Sveits Eurex Euro STOXX Mid Godkjent for salg til amerikanske personer 5. juni 2012 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbys Tyskland Sveits Eurex Euro STOXX Små Godkjent for salg til amerikanske personer 5 juni 2012 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Mini Euro STOXX 50 Volatilitetsindeks Godkjent for salg til amerikanske personer 20. juli 2012 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt Tyskland Sveits Eurex Euro STOXX 50 Ex Financials Index Godkjent for salg til Amerikanske personer 27. august 2012 sertifisering Ingen tilbudt Ikke app roved Ingen tilbudt Tyskland Sveits Eurex Enkeltnavn aksjer Ikke godkjent Ingen tilbys Godkjent for opsjoner på individuelle tyske, sveitsiske, finske, nederlandske, italienske og franske aksjer5 for kvalifiserte amerikanske institusjoner bare 27. juli 2005 SEKs no-actionbrev utstedt til Eurex Ingen tilbudt Tyskland B rse Frankfurt Enkelt navn aksjer Ingen tilbudt Ingen tilbudt Ikke godkjent4,5 Ingen tilbudt Hellas Aten Exchange Derivatmarkedet FTSE ASE 20 Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt Hellas Aten Exchange Derivatmarkedet FTSE ASE Mid-40 Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbys For definisjonen av Kvalifisert amerikanske institusjon og for annen forklarende informasjon, se sluttnotene i slutten av denne tabellen. 16 Landsbørs Underliggende fremtidige kontrakter. Alternativer på fremtidige kontrakter. Egenkapitaloptioner. ETF-opsjoner Hong Kong Hong Kong Exchange and Clearing Ltd HKEX Hang Seng Godkjent til salgs til amerikanske personer 1. juni 1994 CFTC-handlingsbrev utstedt til HKFE 3 Ingen tilbud ed godkjent for kvalifiserte amerikanske institusjoner bare 26. september 1995 SEC-handlingsbrev utstedt til HKFE ingen tilbudt Hong Kong Hong Kong utveksling og clearing Ltd HKEX mini hang seng godkjent for salg til amerikanske personer 16. januar 2009 CFTC-handlingsbrev utstedt til HKFE Ingen tilbudt Ikke godkjent Ingen tilbudt Hong Kong Hong Kong Utveksling og Clearing Ltd HKEX Mini Hang Seng Kina Enterprises Index Godkjent for salg til amerikanske personer 16. januar 2009 CFTC No-Action Brev utstedt til HKFE Ingen tilbudt Ikke godkjent Ingen tilbudt Hong Kong Hong Kong Utvekslinger og Clearing Ltd HKEX FTSE Xinhua Kina 25 Godkjent for salg til amerikanske personer 26. september 2006 CFTC No-Action Brev utstedt til HKFE Ingen tilbudt Ikke godkjent Ingen tilbudt Hong Kong Hong Kong Utveksling og Clearing Ltd HKEX H-aksjer Hang Seng China Enterprises Index Godkjent for salg til amerikanske personer 26. september 2006 CFTC-handlingsbrev utstedt til HKFE Ingen tilbudt Ikke godkjent Ingen tilbudt Hong Kong Hong Kong Exchange and Clearing Ltd HKEX DJIA Ikke godkjent Ingen tilbudt Ingen tilbudt Ingen tilbudt Hong Kong Hong Kong Utveksling og Clearing Ltd HKEX CES Kina 120 Godkjent for salg til amerikanske personer 17. september 2013 sertifisering Ingen tilbudt Ingen tilbudt Ingen tilbudt Hong Kong Hong Kong Exchange and Clearing Ltd HKEX HSI Volatilitetsindeks VHSI Godkjent for salg til amerikanske personer 17. september 2013 sertifisering Ingen tilbudt Ingen tilbudt Ingen tilbudt For definisjonen av Kvalifisert amerikanske institusjon og for annen forklarende informasjon, se sluttnotene i slutten av denne tabellen. 17 Landsbørs Underliggende fremtidige kontrakter Alternativer på futures Kontrakter Egenkapitalopsjoner ETF-opsjoner Hong Kong Hong Kong Exchange and Clearing Ltd HKEX HSCEI Utbyttepoengindeks Ikke godkjent Ingen tilbudt Ingen tilbudt Ingen tilbudt Ungarn Budapest Børs Ikke godkjent Ingen tilbudt Ingen tilbudt Ingen tilbudt India Bombay Børs BSE BSE Sensitive Index of 30 Stocks Sensex 9 Godkjent for salg til amerikanske personer 14. juni 2006 CFTC No - Handlingsbrev utstedt til BSE Ingen tilbudt Ikke godkjent Ingen tilbudt India Bombay børs BSE SP BSE 100 Godkjent for salg til amerikanske personer 24. september 2013 sertifisering Ingen tilbudt Ikke godkjent Ingen tilbudt India Bombay børs BSE DOLLEX-309 Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt India Nasjonale børs av India Ltd NSE SP CNX Nifty Nifty 50 9 Godkjent for salg til amerikanske personer 17. oktober 2003 CFTC No-Action Brev utstedt til NSE Ingen tilbudt Ikke godkjent Ingen tilbudt India National Stock Exchange of India Ltd NSE CNXIT Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt India Nasjonale børs av India Ltd NSE Bank Nifty Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt Irland Irsk børs Navn på enkeltnavn Ingen tilbudt Ingen tilbudt Ikke godkjent4 Ingen tilbudt Israel Tel Aviv Børs TA 25 Ikke godkjent Ingen tilbys Ikke godkjent Ingen tilbys For definisjonen av Kvalifisert amerikanske institusjon og for annen forklarende informasjon, Vennligst se sluttnotene i slutten av denne tabellen. 18 Landsbørs Underliggende fremtidige kontrakter. Alternativer på fremtidige kontrakter. Egenkapitaloptioner. ETF-opsjoner. Israel Tel Aviv børs TA Banker Ikke godkjent Ingen tilbudt Ikke godkjent Ingen tilbudt Italia Borsa Italiana IDEM FTSE MIB4 Godkjent for salg til USA Personer 30. august 2004 CFTC No-Action Letter utstedt til Borsa Italiana Ingen tilbudt Godkjent for kvalifiserte amerikanske institusjoner bare 24. september 2004 Ikke-handlingsbrev utstedt til Borsa Italiana Ingen tilbudt Italia Borsa Italiana IDEM Enkeltnavn aksjer Ikke godkjent Ingen tilbudt Godkjent for Kvalifisert Amerikanske institusjoner ser bare 1 september 1998 SEK-handlingsbrev utstedt til Borsa Italiana med hensyn til opsjoner på enkelte ISE-aksjer 4,5 Ingen tilbudt Italia Borsa Italiana IDEM Mini FTSE MIB Godkjent for salg til amerikanske personer 30. august 2004 CFTC No - Handlingsbrev utstedt til Borsa Italiana Ingen tilbudt Ingen tilbudt Ingen tilbudt Italia Borsa Italiana IDEM FTSE MIB Utbytte Godkjenning venter N en tilbys Ingen tilbudt Ingen tilbudt Japan Osaka Securities Exchange OSE Nikkei 300 Intercontract Spread Godkjent for salg til amerikanske personer 17. mai 1994 CFTC-handlingsbrev utstedt til OSE 3 Ingen tilbudt Godkjent for kvalifiserte amerikanske institusjoner bare 23. juli 1999 SEC No-Action Brev utstedt til OSE Ingen tilbys For definisjonen av Kvalifisert USA-institusjon og for annen forklarende informasjon, se sluttnotene i slutten av denne tabellen. 19 Landsbørs Underliggende Futures Kontrakter Optioner på Futures Kontrakter Egenkapitaloptioner ETF Valg Japan Osaka Securities Exchange OSE Single name aksjer Ingen tilbudt Ingen tilbys Godkjent for opsjoner på enkelte aksjer som er notert og handlet på OSE eller andre japanske børser som nå eller kanskje i fremtiden skal være oppført for Kvalifiserte amerikanske institusjoner bare 23. juli 1999 SEKSN-handlingsbrev utstedt til OSE Ingen tilbudt Japan Osaka Securities Exchange OSE Nikkei 225 Intercontract Spread Godkjent for salg til amerikanske personer 16. januar 1992 CFTC No-Action Letter issued to OSE 3 None offered Approved for Eligible U S Institutions only July 23, 1999 SEC No-Action Letter issued to OSE None offered Japan Osaka Securities Exchange OSE Mini Nikkei 225 Intercontract Spread Approved for sale to U S Persons July 11, 2006 CFTC No-Action Letter issued to OSE 3 None offered None offered None offered Japan Osaka Securities Exchange OSE Sector Indices High Tech, Financial and Consumer Indices Not approved None offered Not approved None offered Japan Osaka Securities Exchange OSE DJIA Approved for sale to U S Persons June 15, 2012 certification None offered None offered None offered Japan Osaka Securities Exchange OSE Russell Nomura Prime Approved for sale to U S Persons March 14, 2005 No-Action Letter issued to OSE None offered None offered None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 20 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Osaka Securities Exchange OSE FTSE Japan Approved for sale to U S Persons February 13, 2003 No-Action Letter issued to OSE None offered None offered None offered Japan Osaka Securities Exchange OSE MSCI Japan Approved for sale to U S Persons February 13, 2003 No-Action Letter issued to OSE None offered None offered None offered Japan Osaka Securities Exchange OSE Nikkei Stock Average Volatility Approved for sale to U S Persons March 9, 2012 certification None offered None offered None offered Japan Tokyo Financial Exchange TFX Nikkei 225 Margin Not approved None offered None offered None offered Japan Tokyo Stock Exchange TSE Nikkei 225 Dividend Not approved None offered None offered None offered Japan Tokyo Stock Exchange TSE TOPIX Approved for sale to U S Persons January 16, 1992 CFTC No-Action Letter issued to TSE 3 None offered Approved for Eligible U S Institutions only July 27, 1999 SEC No-Action Letter issued to TSE N one offered Japan Tokyo Stock Exchange TSE Single name equities None offered None offered Approved for options on individual TSE equities that are now or may in the future be listed for Eligible U S Institutions only July 27, 1999 SEC No-Action Letter issued to TSE None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 21 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Tokyo Stock Exchange TSE TOPIX 150 Approved for sale to U S Persons May 23, 2001 CFTC No-Action Letter issued to TSE 3 None offered Approved for Eligible U S Institutions only November 15, 2002 SEC No-Action Letter issued to TSE None offered Japan Tokyo Stock Exchange TSE TOPIX Sector Not approved None offered None offered None offered Japan Tokyo Stock Exchange TSE TOPIX Core30 Approved for sale to U S Persons November 9, 2009 CFTC No-Action Letter issued to TSE None of fered None offered None offered Japan Tokyo Stock Exchange TSE Tokyo Stock Exchange REIT Approved for sale to U S Persons November 9, 2009 CFTC No-Action Letter issued to TSE None offered None offered None offered Japan Tokyo Stock Exchange TSE Mini TOPIX Approved for sale to U S Persons November 9, 2009 CFTC No-Action Letter issued to TSE None offered None offered None offered Korea see South Korea - - - - - Malaysia Bursa Malaysia Derivatives Berhad BMD FTSE Bursa Malaysia Kuala Lumpur Composite Approved for sale to U S Persons June 28, 2011 CFTC No-Action Letter issued to Bursa Malaysia Derivatives Berhad None offered Not approved None offered Mexico Mexican Derivatives Exchange MEXDER IPC Approved for sale to U S Persons August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S A de C V Approved for sale to U S Persons August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S A de C V None offered Not approved For the definition of Elig ible U S Institution and for other explanatory information, please see the endnotes at the end of this table 22 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Netherlands Euronext Amsterdam Derivatives Markets N V FTSE Eurotop 100 Approved for sale to U S Persons May 14, 1996 CFTC No-Action Letter issued to Financiele Termijnmarkt Amsterdam 3 None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N V AEX Approved for sale to U S Persons April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N V None offered Not approved4 None offered Netherlands Euronext Amsterdam Derivatives Markets N V AEX Mini Approved for sale to U S Persons September 13, 2013 certification None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N V Single name equities Not approved None offered Not approved4,5 None offered Netherlands Euronext Amsterdam Derivativ es Markets N V Light AEX Approved for sale to U S Persons April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N V None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N V Amsterdam Mid-Kap Not approved None offered Not approved None offered New Zealand NZFOE NZSE 10 Not approved Not approved None offered None offered Norway Oslo Stock Exchange OBX Not approved None offered Not approved None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 23 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Norway Oslo Stock Exchange Single name equities None offered None offered Not approved4,11 None offered Poland Warsaw Stock Exchange WIG20 Approval pending None offered Not approved None offered Portugal Euronext Lisbon PSI 20 Not approved Not approved None offered4 None offered Portugal Euronext Lisbon Single name equities Not approved None offered Not approved4 None offered Russia Russian Trading System Stock Exchange RTS RTS Index Approval pending None offered Not approved None offered Russia Single name equities see London Stock Exchange14 - - - - Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Dow Jones Thailand Not approved the requested approval was deemed withdrawn by the CFTC in 2004 None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Hong Kong Approved for sale to U S Persons December 17, 1999 CFTC No-Action Letter issued to SIMEX None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Taiwan Approved for sale to U S Persons August 29, 1997 CFTC No-Action Letter issued to SIMEX 3 Approved for sale to U S Persons3 None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Nikkei 300 Approved for sale to U S Persons Decembe r 13, 1995 CFTC No-Action Letter issued to SIMEX 3 Approved for sale to U S Persons December 13, 1995 CFTC No-Action Letter issued to SIMEX 3 None offered None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 24 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Nikkei Approved for sale to U S Persons December 5, 1986 CFTC No-Action Letter issued to SIMEX 3 Approved for sale to U S Persons December 5, 1986 CFTC No-Action Letter issued to SIMEX 3 None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT USD Nikkei Approved for sale to U S Persons May 24, 2007 CFTC No-Action Letter issued to SGX-DT None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT SGX Straits Times STI Not approved None offered None offered Non e offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT FTSE Xinhua China A50 Approved for sale to U S Persons January 26, 2012 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Asia APEX 50 Approved for sale to U S Persons January 26, 2012 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT SGX MSCI Japan Approved for sale to U S Persons February 13, 2003 CFTC No-Action Letter issued to SGX-DT None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Singapore Free Approved for sale to U S Persons July 11, 2000 CFTC No-Action Letter issued to SGX-DT 3 None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Thailand Approved for sale to U S Persons January 20, 2014 certification None offered None offered None offered For the definition of Eligible U S I nstitution and for other explanatory information, please see the endnotes at the end of this table 25 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Philippines Approved for sale to U S Persons January 20, 2014 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI India Approved for sale to U S Persons January 20, 2014 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Indonesia Approved for sale to U S Persons October 2, 2012 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT S P CNX Nifty Nifty 50 Approved for sale to U S Persons January 7, 2004 CFTC No-Action Letter issued to SGX-DT None offered Not approved None offered Singapore Singapore Exchange Derivatives Trading Ltd SG X-DT Mini Nikkei 225 Approved for sale to U S Persons December 23, 2009 CFTC No-Action Letter issued to SGX-DT None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Euro STOXX 50 Approved for sale to U S Persons March 22, 2012 certification None offered None offered None offered South Africa JSE SAFEX ALSI FTSE JSE 40 Approved for sale to U S Persons July 18, 2002 CFTC No-Action Letter issued to SAFEX None offered Not approved None offered South Africa JSE SAFEX FTSE JSE Shareholder Weighted Top 40 Index DTOP Not approved Not approved None offered None offered South Africa JSE SAFEX Mining Not approved None offered None offered None offered South Africa JSE SAFEX Financial Not approved None offered None offered None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 26 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity O ptions ETF Options South Africa JSE SAFEX Industrial Not approved None offered None offered None offered South Korea Korea Exchange KOSPI 200 Approved for sale to U S Persons November 26, 2008 CFTC No-Action Letter issued to Korea Futures Exchange None offered Not approved None offered South Korea Korea Exchange KOSDAQ 50 Plus Not approved Not approved None offered None offered Spain MEFF IBEX 35 Approved for sale to U S Persons August 8, 1994 CFTC No-Action Letter issued to MEFF 3 None offered Not approved None offered Spain MEFF IBEX 35 Mini Not approved Not approved None offered None offered Spain MEFF S P Euro Approved for sale to U S Persons June 14, 2001 CFTC No-Action Letter issued to MEFF None offered None offered None offered Spain MEFF S P Europe 350 Approved for sale to U S Persons June 14, 2001 CFTC No-Action Letter issued to MEFF None offered None offered None offered Spain Madrid Stock Exchange Single name equities None offered None offered Not approved4 None offered Swed en OMHEX HEXTECH Not approved Not approved None offered None offered Sweden OMHEX HEXTEMP Not approved None offered None offered None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 27 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Sweden OMX Nordic Exchange Stockholm AB OMXS30 formerly OMX Approved for sale to U S Persons June 3, 1998 CFTC No-Action Letter issued to OM Stockholm 3 None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB OMXcap Approved for sale to U S Persons May 25, 2000 CFTC No-Action Letter issued to OM Stockholm 3 None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB OBX Not approved None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB NOX Not approved None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB VINX30 Approved for sale to U S Persons November 13, 2007 CFTC No-Action Letter issued to OMX Stockholm None offered Not approved Not approved Sweden OMX Nordic Exchange Stockholm AB Single name equities Not approved None offered Not approved4,11 None offered Switzerland SIX Swiss Exchange Ltd Single name equities None offered None offered Not approved4,5 None offered Switzerland see Germany - - - - - Taiwan Taiwan Futures Exchange GreTai Securities Market Capitalized Weighted Approved for sale to U S Persons October 24, 2011 No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 28 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Taiwan Taiwan Futures Exchange TAIEX Approved for sale to U S Persons July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered N ot approved None offered Taiwan Taiwan Futures Exchange Mini-TAIEX Approved for sale to U S Persons July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered None offered None offered Taiwan Taiwan Futures Exchange MSCI Taiwan Approved for sale to U S Persons October 12, 2006 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange TSEC Taiwan 50 Not approved None offered None offered None offered Taiwan Taiwan Futures Exchange Electronic Sector Approved for sale to U S Persons May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange Finance Sector Approved for sale to U S Persons May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange Taiwan Stock Exchange Non-Finance Non-Electronics Approved for sale to U S Persons April 1, 2008 C FTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 29 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Thailand Thailand Futures Exchange PCL SET50 Approved for sale to U S Persons November 26, 2008 CFTC No-Action Letter issued to Thailand Futures Exchange None offered Not approved None offered Turkey Borsa stanbul Derivatives Market VIOP BIST 30 formerly ISE 30 13 Approved for sale to U S Persons August 17, 2010 CFTC No-Action Letter issued to Turkish Derivatives Exchange None offered Not approved None offered U K Euronext LIFFE FTSE 100 Approved for sale to U S Persons January 16, 1990 CFTC No-Action Letter issued to LIFFE 3 None offered Approved for Eligible U S Institutions only May 1, 1992 SEC No-Action Letter issued to LIFFE 4 None offered U K Euronext LIFFE Single name equities Not approved None offered Approved for options on individual LSE equity securities that are now or may in the future be listed for Eligible U S Institutions only May 1, 1992 SEC No-Action Letter issued to LIFFE , None offered U K Euronext LIFFE FTSE 100 Dividend - RDSA Withholding Not approved None offered None offered None offered U K Euronext LIFFE FTSE 250 Mid-Cap Approved for sale to U S Persons July 27, 1994 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered U K Euronext LIFFE Mini FTSE 100 Approved for sale to U S Persons May 30, 2001 CFTC No-Action letter issued to LIFFE 3 None offered None offered None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 30 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U K Euronext LIFFE FTSE Eurotop 100 Approved for sale to U S Persons March 10, 2000 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered U K Euronext LIFFE FTSE 100 FLEX None offered None offered Approved for Eligible U S Institutions only March 6, 1996 SEC No-Action Letter issued to LIFFE None offered U K Euronext LIFFE MSCI Euro Approved for sale to U S Persons April 6, 2000 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered U K Euronext LIFFE MSCI Pan-Euro Approved for sale to U S Persons April 6, 2000 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered U K Euronext LIFFE TOPIX Approved for sale to U S Persons December 1, 2011 certification None offered None offered None offered U K Euronext LIFFE FTSE 250 2GBP Approved for sale to U S Persons January 10, 2014 certification None offered None offered None offered U K Euronext LIFFE MSCI Europe Euro-denominated Approved for sale to U S Persons December 6, 2013 certification None offered None offered None offered U K EDX London Excha nge OMX Flex OMX None offered None offered Approved for Eligible U S Institutions only October 29, 2003 SEC No-Action letter issued to EDX London Exchange 4 None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 31 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U K EDX London Exchange OBX Flex OBX Not approved None offered Approved for Eligible U S Institutions only October 29, 2003 SEC No-Action letter issued to EDX London Exchange None offered U K EDX London Exchange Single name equities None offered None offered Approved for options on individual Swedish, Norwegian and Danish equities11 for Eligible U S Institutions only October 29, 2003 SEC No-Action letter issued to EDX London Exchange None offered U K EDX London Exchange KFX Flex KFX Not approved None offered Approved for Eligible U S Institutions only October 29, 2003 SEC No-Action l etter issued to EDX London Exchange None offered U K London Stock Exchange Derivatives FTSE 100 Approval pending None offered Not approved4 None offered U K London Stock Exchange Derivatives FTSE UK Large Cap Super Liquid FTSE SLQ Approval pending None offered None offered None offered U K London Stock Exchange Derivatives Single name equities None offered None offered Not approved see U K Euronext LIFFE 4 None offered U K Turquoise Global Holdings Limited FTSE 100 Approved for sale to U S Persons June 1, 2012 certification None offered Not approved4 None offered NOTE This Chart covers those products and exchanges that are likely to be of greatest interest to market participants in the United States It is not, therefore, intended to be exhaustive, and is presented without any representation or warranty as to its accuracy, completeness or timeliness Transmission or receipt of this information does not create an attorney-client relationship with Katten Muchin Rosenman LLP, and the infor mation herein should not be used or relied upon in regard to any particular facts or circumstances without first consulting a lawyer This Chart does not express any opinion as to the potential application of the laws of any jurisdiction other than the United States Questions regarding the permissibility of trading in products that are not included in this Chart should be addressed to James D Van De Graaff at 1 312 902-5227, Kenneth M Rosenzweig at 1 312 902-5381, Kevin M Foley at 1 312 902-5372, Christian B Hennion at 1 312 902-5521 or Blake J Brockway at 1 312 902-5438 Eligible U S Institution As used in this Chart, in accordance with SEC no-action letters, the term Eligible U S Institution means, in general, a U S Person that i is a qualified institutional buyer as defined in Rule 144A a 1 under the Securities Act of 1933, and ii has had prior actual experience in trading U S listed options contracts For information regarding working definitions of U S Person as that term is used in this Chart, please contact Katten Muchin Rosenman LLP 1 Reserved 2 The CFTC No-Action Letter also applies to BM F Bovespa s Ibovespa Rollover and Forward Points on the Ibovespa transactions 3 The index is included in the CFTC s and SEC s joint order dated May 31, 2002 extending the exclusion of such index from the definition of narrow-based security index under the Commodity Exchange Act and Securities Exchange Act of 1934 beyond its expiration date of July 11, 2002 the Joint Order Foreign futures contracts or options on futures contracts on narrow-based securities indexes may not be offered or sold to U S Persons without the CFTC and SEC first developing joint regulations, which has not yet been done Accordingly, the Joint Order effectively allows the stock index futures contracts and options on futures contracts that are based on the security indexes included in the Joint Order, which were granted no-action relief by the CFTC prior to the enactment of the Commodity Futures Moderniza tion Act CFMA on December 21, 2000, to continue to be offered and sold to U S Persons after July 11, 2002, the date that the exclusion set forth in the CFMA was to expire 4 These products may be eligible for clearing through the Bclear service offered by Euronext LIFFE LIFFE Bclear allows members to submit an option contract on a non-U S security that has been negotiated and completed as an over-the-counter OTC transaction so that LIFFE may replace the OTC transaction with an equivalent LIFFE options contract LIFFE members that intend to offer or sell such products to U S persons must satisfy the following conditions i Bclear services may only be offered to a U S person that qualifies as an Eligible U S Institution see above , ii the LIFFE member must obtain and maintain certain representations from the customer, and iii before transacting, and on an annual basis thereafter, the LIFFE member must file a declaration with LIFFE For additional information on these conditions, see LIFFE Lo ndon Notice No 3732 LIFFE maintains a list of eligible options, which includes 1 LIFFE individual equity options based on the securities of non-U S issuers and 2 LIFFE index options based on indices that contain no component securities of U S issuers The list of eligible options may be accessed here 5 The SEC also has approved for Eligible U S Institutions all options on individual German-, Swiss-, Finnish-, Dutch-, Italian - and French-issued equities that are now or that in the future may be listed on Eurex Equities issued in any other country that are listed on Eurex have not been approved at this time 6 Eurex offers a KOSPI product that Eurex describes as a daily futures contract that expires every night, with any net open positions at the end of trading resulting in the establishment of a corresponding position in the Korean Exchange s KOSPI 200 Options with strike prices, expiries, put call and premiums at the start of the next trading session on the Korean Exchange 7 Pursuant to Eurex Circular 281 11, the Dow Jones STOXX 600 Personal Household Goods Sector will no longer be tradable on Eurex trading terminals in the U S after the close of business on February 29, 2012 The previously issued no-action letter approving such product for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex has not been withdrawn 8 Pursuant to Eurex Circular 260 11, the Dow Jones Euro STOXX Banking Sector is no longer tradable on Eurex trading terminals in the U S The previously issued no-action letter approving such product for sale to U S Persons April 2, 2002 CFTC No-Action Letter issued to Eurex has not been withdrawn 9 Additional restrictions apply to the trading of these products by U S Persons 10 Reserved 11 The SEC also has approved for Eligible U S Institutions all options on individual Swedish-, Norwegian - and Danish-issued equities that are now or that in the future may be listed on the EDX London exchange Equities issued in any other country that ar e listed on the EDX London Exchange have not been approved at this time Note EDX London Exchange has been acquired by the Turquoise Exchange 12 The RDX USD Index futures and options contracts have not been approved for sale to U S Persons The CFTC approved a similar Eurex contract RDXxt USD RDX Extended Index futures contract for sale to U S Persons in a no-action letter issued on March 6, 2008, but Eurex subsequently delisted the contract 13 The Istanbul Stock Exchange ISE is now part of the Borsa Istanbul BIST As such, references to ISE 30 have been changed to BIST 30 on VIOP s trading platform and the CFTC s website 14 The London Stock Exchange offers options on Russian equity products through its International Order Book Providing all applicable conditions are met, Eligible U S Institutions may trade these options through the Bclear service offered by Euronext LIFFE See Footnote 4 AUSTIN CENTURY CITY CHARLOTTE CHICAGO HOUSTON IRVING LONDON LOS ANGELES NEW YORK ORANGE COUNTY SAN FRA NCISCO BAY AREA SHANGHAI WASHINGTON, DC Attorney advertising Published as a source of information only The material contained herein is not to be construed as legal advice or opinion 2014 Katten Muchin Rosenman LLP All rights reserved Circular 230 Disclosure Pursuant to regulations governing practice before the Internal Revenue Service, any tax advice contained herein is not intended or written to be used and cannot be used by a taxpayer for the purpose of avoiding tax penalties that may be imposed on the taxpayer Katten Muchin Rosenman LLP is an Illinois limited liability partnership including professional corporations that has elected to be governed by the Illinois Uniform Partnership Act 1997 London affiliate Katten Muchin Rosenman UK LLP. To view all formatting for this article eg, tables, footnotes , please access the original here. Foreign Listed Stock Index Futures and Options Approvals Chart. To view this article you need a PDF viewer such as Adobe Reader. USA October 1 2014.Octobe r 1, 2014 Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014 All prior versions are superseded and should be discarded Please note the following developments since we last distributed the Approvals Chart 1 The CFTC has approved the following contracts for trading by U S Persons i Montreal Exchange s futures contract based on the FTSE Emerging Markets Index ii London Stock Exchange Derivatives futures contract based on the FTSE 100 Index and iii London Stock Exchange Derivatives futures contract based on the FTSE UK Large Cap Super Liquid Index 2 The SEC has not approved any new foreign equity index options since we last distributed the Approvals Chart However, ICE Futures Europe, Osaka Exchange, Euronext Paris, Euronext Brussels and Euronext Amsterdam have claimed relief under the LIFFE A M and Class Relief SEC No-Action Letter Jul 1, 2013 to offer Eligible Options to Eligible U S Institutions See note 16 3 The derivative market of the Tokyo Stock Exchange has been integrated into, and those products now trade on, the Osaka Exchange 4 The status of the Dow Jones Euro STOXX Banking Sector traded on Eurex has been clarified See note 8 For Additional Information The information on the attached Approvals Chart is subject to change at any time If you have questions or would like confirmation of the status of a specific contract, please contact James D Van De Graaff 1 312 902 5227 Kenneth M Rosenzweig 1 312 902 5381 Kevin M Foley 1 312 902 5372 Gary DeWaal 1 212 940 6558 Christian B Hennion 1 312 902 5521 Blake J Brockway 1 312 902 5438 For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 1 Foreign Listed Stock Index Futures and Options Approvals October 2014 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Australia ASX ASX Futures Exchange S P ASX 200 Approved for sale to U S Persons July 24, 2002 No-Action Letter issued to ASX Futures Exchange None offered Approved for Eligible U S Institutions August 13, 2007 SEC No-Action Letter issued to ASX Limited Not approved Australia ASX ASX Futures Exchange S P ASX 200 A-Reit Not approved None offered Approved for Eligible U S Institutions August 13, 2007 SEC No-Action Letter issued to ASX Limited None offered Australia ASX ASX Futures Exchange S P ASX 50 Approved for sale to U S Persons July 24, 2002 No-Action Letter issued to ASX Futures Exchange None offered Approved for Eligible U S Institutions August 13, 2007 SEC No-Action Letter issued to ASX Limited None offered Australia ASX ASX Futures Exchange Single name equities None offered None offered Approved for Eligible U S Institutions August 13, 2007 SEC No-Action Letter issued to ASX Limited None offered Australia Sydney Futures Exchange SFE 1-Day Option Contract based on the CBOT Mini-Sized Dow Futures Contract None offered Approved for sale to U S Persons August 8, 2006 No-Action Letter issued to SFE None offered None offered Australia Sydney Futures Exchange SFE SPI 200 Approved for sale to U S Persons August 10, 1999 No-Action Letter issued to SFE Approved for sale to U S Persons August 10, 1999 No-Action Letter issued to SFE Not approved None offered Austria Wiener Borse ATX Not approved None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 2 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Austria Wiener Borse CECE Indices CEX, CTX, HTX, PTX Not approved None offered Not approved None offered Austria Wiener Borse Russian Traded Not approved None offered Not approved None offered Austria Wiener Borse Single name equities None offered None offered Not approved4 None offered Belgium Euronext Brussels16 BEL 20 Ap proved for sale to U S Persons August 31, 2011 No-Action Letter issued to Euronext Brussels None offered Approved for Eligible U S Institutions September 17, 2014 Representation Letter from Euronext Brussels to SEC 4 None offered Belgium Euronext Brussels16 Mini BEL 20 index participation units None offered None offered Not approved None offered Belgium Euronext Brussels16 Mini Dow Jones Euro STOXX index participation units None offered None offered Not approved None offered Belgium Euronext Brussels16 Single name equities Not approved None offered Approved for Eligible U S Institutions for Eligible Options on individual equities that are listed and traded on Euronext Brussels September 17, 2014 Representation Letter from Euronext Brussels to SEC 4 None offered Brazil BM F Bovespa S A BSE Sensitive Approved for sale to U S Persons March 12, 2013 certification Not approved Not approved None offered Brazil BM F Bovespa S A FTSE JSE Top 40 Approved for sale to U S Persons March 12, 2013 c ertification Not approved Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 3 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Brazil BM F Bovespa S A Hang Seng Approved for sale to U S Persons March 12, 2013 certification Not approved Not approved None offered Brazil BM F Bovespa S A Ibovespa Approved for sale to U S Persons August 26, 2009 No-Action Letter issued to BM F Bovespa S A 2 Approved for sale to U S Persons August 26, 2009 No-Action Letter issued to BM F Bovespa S A Not approved None offered Brazil BM F Bovespa S A Ibovespa Flex None offered None offered Not approved None offered Brazil BM F Bovespa S A IBrX 50 Index Futures Contract Approval pending Not approved Not approved None offered Brazil BM F Bovespa S A MICEX Approved for sale to U S Persons March 12, 2013 certification None offered None offered None offered Brazil BM F Bovespa S A Mini Ibovespa Approved for sale to U S Persons August 26, 2009 No-Action Letter issued to BM F Bovespa S A None offered None offered None offered Brazil BM F Bovespa S A S P 500 Index Approved for sale to U S Persons September 24, 2012 certification None offered None offered None offered Canada Montreal Exchange Bourse de Montr al FTSE Emerging Markets Index Approved for sale to U S Persons March 21, 2014 CFTC No-Action Letter issued to Montreal Exchange None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 4 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Canada Montreal Exchange Bourse de Montr al iUnits S P TSE 60 Index Participation Fund i60 Fund None offered None offered None offered Approved for U S Persons generally pursuant to Registrati on Statement see S P TSX Canada 60 above Canada Montreal Exchange Bourse de Montr al iUnits S P TSX Capped Energy Index Fund None offered None offered None offered Approved for U S Persons generally pursuant to Registration Statement see S P TSX Canada 60 above Canada Montreal Exchange Bourse de Montr al iUnits S P TSX Capped Financials Index Fund None offered None offered None offered Approved for U S Persons generally pursuant to Registration Statement see S P TSX Canada 60 above Canada Montreal Exchange Bourse de Montr al iUnits S P TSX Capped Gold Index Fund None offered None offered None offered Approved for U S Persons generally pursuant to Registration Statement see S P TSX Canada 60 above Canada Montreal Exchange Bourse de Montr al iUnits S P TSX Capped Information Technology Index Fund None offered None offered None offered Approved for U S Persons generally pursuant to Registration Statement see S P TSX Canada 60 above Canada Montreal Exchange Bourse de Montr al S P TSX 60 In dex Mini Futures Approved for sale to U S Persons April 19, 2012 certification None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 5 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Canada Montreal Exchange Bourse de Montr al S P TSX Canada 60 Approved for sale to U S Persons December 9, 1999 CFTC No-Action Letter issued to Montreal Exchange 3 None offered Approved, including approval of all other index options, for sale to U S Persons generally that are now or may in the future be listed Post-Effective Amendment No 27 to Registration Statement on Form S-20 filed by Canadian Derivatives Clearing Corp SEC File No 2-69458 None offered Canada Montreal Exchange Bourse de Montr al S P TSX Capped Sector Not approved None offered Approved for U S Persons generally pursuant to Registration Statement see S P TSX Canada 60 above None offered Canada Montreal Exchange Bourse de Montr al Single name equities None offered None offered Approved for all options on individual securities listed on the Montreal Exchange that are now or may in the future be listed for sale to U S Persons generally Post-Effective Amendment No 27 to Registration Statement on Form S-20 filed by Canadian Derivatives Clearing Corp SEC File No 2-69458 None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 6 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options China see also Hong Kong and Taiwan China Financial Futures Exchange CSI 300 Index Futures Not approved None offered None offered None offered Denmark FUTOP Market KFX Large Small Contract Not approved None offered Not approved None offered Denmark OMX Nordic Exchange Copenhagen A S Single name equi ties None offered None offered Not approved4,11 None offered Finland OMX Nordic Exchange Helsinki Single name equities None offered None offered Not approved4,5 None offered France Euronext Paris S A 16 CAC40 Approved for sale to U S Persons December 17, 1991 No-Action Letter issued to ParisBourse 3 None offered Approved for Eligible U S Institutions July 17, 1996 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse 4 None offered France Euronext Paris S A 16 CAC40 Mini Approved for sale to U S Persons September 13, 2013 certification None offered None offered None offered France Euronext Paris S A 16 Dow Jones Euro STOXX 50 Approved for sale to U S Persons February 29, 2000 CFTC No-Action Letter issued to ParisBourse 3 None offered Approved for Eligible U S Institutions October 26, 1998 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 7 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options France Euronext Paris S A 16 Dow Jones STOXX 50 Approved for sale to U S Persons February 29, 2000 CFTC No-Action Letter issued to ParisBourse 3 None offered Approved for Eligible U S Institutions October 26, 1998 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse None offered France Euronext Paris S A 16 Dow Jones STOXX 600 Sectors Bank, Energy, Healthcare, Technology, Telecommunications Not approved None offered Not approved None offered France Euronext Paris S A 16 FTSE EPRA NAREIT Euro Zone Approved for sale to U S Persons July 10, 2008 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S A None offered None offered Not approved France Euronext Paris S A 16 FTSE EPRA NAREIT Europe Approved for sale to U S Persons July 10, 2008 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S A None offered None offered Not approved France Euronext Paris S A 16 FTSEurofirst 100 Approved for sale to U S Persons March 5, 2007 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S A None offered None offered4 None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 8 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options France Euronext Paris S A 16 FTSEurofirst 80 Approved for sale to U S Persons March 5, 2007 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S A None offered Approved for Eligible U S Institutions September 17, 2014 Representation Letter from Euronext Paris to SEC 4 None offered France Euronext Paris S A 16 Singl e name equities Not approved None offered Approved for Eligible U S Institutions for Eligible Options on individual equities that are listed and traded on Euronext Paris or other specified markets18 September 17, 2014 Representation Letter from Euronext Paris to SEC 4,5 None offered Germany B rse Frankfurt Single name equities None offered None offered Not approved4,5 None offered Germany Eurex DAX Approved for sale to U S Persons December 20, 1994 CFTC No-Action Letter issued to Deutsche Terminborse 3 None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex None offered Germany Eurex DAX EX Not approved None offered None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex Germany Eurex DJ Banks Titans 30 Not approved None offered None offered None offered Germany Eurex DJ Insurance Titans 30 Not approved None offered None offered None offered Germany Eurex DJ Oil and Gas Titans 30 Not approved None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 9 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Eurex DJ Telecommunications Titans 30 Not approved None offered None offered None offered Germany Eurex DJ Utilities Titans 30 Not approved None offered None offered None offered Germany Eurex Dow Jones Euro STOXX 50 Approved for sale to U S Persons April 6, 2000 CFTC No-Action Letter issued to Eurex 3 None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex None offered Germany Eurex Dow Jones Euro STOXX 50 Dividend Not approved Not approved None offered None offered Germany Eurex Dow Jones Euro STOXX 50 EX Not approved None offered Not approved Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex Germ any Eurex Dow Jones Euro STOXX Banking Sector Not approved8 None offered Not approved None offered Germany Eurex Dow Jones Euro STOXX Select Dividend 30 Approved for sale to U S Persons August 18, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones Global Titans 50 Approved for sale to U S Persons July 18, 2002 CFTC No-Action Letter issued to Eurex None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex None offered Germany Eurex Dow Jones Global Titans 50 Index US Denominated Approved for sale to U S Persons June 5, 2012 certification None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 10 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Eurex Dow Jones Italy Titans 30 Approved for sale to U S Persons November 23, 2005 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX 50 Approved for sale to U S Persons April 6, 2000 CFTC No-Action Letter issued to Eurex 3 None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex None offered Germany Eurex Dow Jones STOXX 600 Approved for sale to U S Persons June 18, 2007 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX 600 Banking Sector Approved for sale to U S Persons April 2, 2002 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX 600 Industrial Goods Services Approved for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX 600 Insurance Approved for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex Non e offered Not approved None offered Germany Eurex Dow Jones STOXX 600 Media Approved for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 11 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Eurex Dow Jones STOXX 600 Personal Household Goods Approved for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex 7 None offered Not approved None offered Germany Eurex Dow Jones STOXX 600 Retail Not approved None offered Not approved None offered Germany Eurex Dow Jones STOXX 600 Travel Leisure Approved for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX 600 Utilities Approved for sale to U S Persons Fe bruary 6, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX Large 200 Approved for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX Mid 200 Approved for sale to U S Persons June 18, 2007 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX Small 200 Approved for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Euro STOXX Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 12 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Eurex Euro STOXX 50 Ex Financials Index Approved for sale to U S Persons August 27, 2012 certification None offered Not approved None offered Germany Eurex Euro STOXX Large Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered Germany Eurex Euro STOXX Mid Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered Germany Eurex Euro STOXX Small Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered Germany Eurex HEX 25 Finnish Not approved None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex None offered Germany Eurex iShares DJ EURO STOXX None offered None offered None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex Germany Eurex KOSPI 200 Options6 Not approved None offered Not approved None offered Germany Eurex MDAX Approved for sale to U S Persons March 14, 2006 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Mini Euro STOXX 50 Volatility Index Approved for sale to U S Persons July 20, 2012 certification None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 13 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Eurex MSCI All Countries Asia Pacific ex-Japan Approved for sale to U S Persons June 17, 2013 certification None offered Not approved None offered Germany Eurex MSCI China Free Approved for sale to U S Persons February 4, 2014 certification None offered None offered None offered Germany Eurex MSCI Emerging Markets Approved for sale to U S Persons February 4, 2014 certification None offered Not approved None offered Germany Eurex MSCI Emerging Markets Asia Approved for sale to U S Persons February 4, 2014 certific ation None offered Not approved None offered Germany Eurex MSCI Emerging Markets EMEA Approved for sale to U S Persons February 4, 2014 certification None offered Not approved None offered Germany Eurex MSCI Emerging Markets Latin America Approved for sale to U S Persons February 4, 2014 certification None offered Not approved None offered Germany Eurex MSCI Europe Approved for sale to U S Persons June 17, 2013 certification None offered Not Approved None offered Germany Eurex MSCI Europe Growth Approved for sale to U S Persons February 4, 2014 certification None offered Not approved None offered Germany Eurex MSCI Europe Value Approved for sale to U S Persons February 4, 2014 certification None offered Not approved None offered Germany Eurex MSCI India Approved for sale to U S Persons February 4, 2014 certification None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 14 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Eurex MSCI Japan Approved for sale to U S Persons June 17, 2013 certification None offered None offered None offered Germany Eurex MSCI Malaysia Approved for sale to U S Persons February 4, 2014 certification None offered None offered None offered Germany Eurex MSCI South Africa Approved for sale to U S Persons February 4, 2014 certification None offered None offered None offered Germany Eurex MSCI Thailand Approved for sale to U S Persons February 4, 2014 certification None offered None offered None offered Germany Eurex MSCI World Approved for sale to U S Persons June 17, 2013 certification None offered Not Approved None offered Germany Eurex Other Dow Jones Euro STOXX Sectors Not approved None offered Not approved None offered Germany Eurex Other Dow Jones STOXX 600 Market Sectors Not approved None offered Not approved None offered Germany Eurex RDX USD12 Not approved None offered Not approved None offered Germany Eurex Single name equities Not approved None offered Approved for options on individual German, Swiss, Finnish, Dutch, Italian, and French equities5 for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 15 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Eurex SLI Swiss Leader Approved for sale to U S Persons August 18, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex STOXX Europe 600 Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered Germany Eurex STOXX Europe Large 200 Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered German y Eurex STOXX Europe Mid 200 Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered Germany Eurex STOXX Europe Small 200 Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered Germany Eurex Swiss Market Not approved None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex Germany Eurex Swiss Market Index Midcap SMIM Approved for sale to U S Persons August 18, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex TECDAX Approved for sale to U S Persons August 18, 2008 CFTC No-Action Letter issued to Eurex None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, p lease see the endnotes at the end of this table 16 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Greece Athens Exchange Derivatives Market FTSE ASE 20 Not approved None offered Not approved None offered Greece Athens Exchange Derivatives Market FTSE ASE Mid-40 Not approved None offered Not approved None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX CES China 120 Approved for sale to U S Persons September 17, 2013 certification None offered None offered None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX DJIA Not approved None offered None offered None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX FTSE Xinhua China 25 Approved for sale to U S Persons September 26, 2006 CFTC No-Action Letter issued to HKFE None offered Not approved None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX Hang Seng Approved for sale to U S Persons June 1, 1994 CFTC No-Action Letter issued to HKFE 3 Non e offered Approved for Eligible U S Institutions September 26, 1995 SEC No-Action Letter issued to HKFE None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX HSCEI Dividend Point Index Not Approved None offered None offered None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX H-Shares Hang Seng China Enterprises Index Approved for sale to U S Persons September 26, 2006 CFTC No-Action Letter issued to HKFE None offered Not approved None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX HSI Volatility Index VHSI Approved for sale to U S Persons September 17, 2013 certification None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 17 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX Mini Hang Seng Approved for sale to U S Persons January 16, 2009 CFTC No-Action Letter issued to HKFE None offered Not approved None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX Mini Hang Seng China Enterprises Index Approved for sale to U S Persons January 16, 2009 CFTC No-Action Letter issued to HKFE None offered Not approved None offered Hungary Budapest Stock Exchange BUX Not approved None offered None offered None offered India Bombay Stock Exchange BSE BSE Sensitive Index of 30 Stocks Sensex 9 Approved for sale to U S Persons June 14, 2006 CFTC No-Action Letter issued to BSE None offered Not approved None offered India Bombay Stock Exchange BSE DOLLEX-309 Not approved None offered Not approved None offered India Bombay Stock Exchange BSE S P BSE 1009 Approved for sale to U S Persons September 24, 2013 certification None offered Not approved None offered India National Stock Exchange of India Ltd NSE Bank Nifty9 Not approved None offered Not approved None offered India National Stock Exchange of In dia Ltd NSE CNXIT9 Not approved None offered Not approved None offered India National Stock Exchange of India Ltd NSE S P CNX Nifty Nifty 50 9 Approved for sale to U S Persons October 17, 2003 CFTC No-Action Letter issued to NSE None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 18 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Ireland Irish Stock Exchange Single name equities None offered None offered Not approved4 None offered Israel Tel Aviv Stock Exchange TA 25 Not approved None offered Not approved None offered Israel Tel Aviv Stock Exchange TA Banks Not approved None offered Not approved None offered Italy Borsa Italiana IDEM FTSE MIB Dividend Approval pending None offered None offered None offered Italy Borsa Italiana IDEM FTSE MIB4 Approved for sale to U S Persons August 30, 2004 CF TC No-Action Letter issued to Borsa Italiana None offered Approved for Eligible U S Institutions September 24, 2004 No-Action Letter issued to Borsa Italiana None offered Italy Borsa Italiana IDEM Mini FTSE MIB Approved for sale to U S Persons August 30, 2004 CFTC No-Action Letter issued to Borsa Italiana None offered None offered None offered Italy Borsa Italiana IDEM Single name equities Not approved None offered Approved for Eligible U S Institutions see September 1, 1998 SEC No-Action Letter issued to Borsa Italiana with respect to options on individual ISE equities 4,5 None offered Japan Osaka Exchange OSE 16 DJIA Approved for sale to U S Persons June 15, 2012 certification None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 19 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Osaka Exchange OSE 16 FTSE Japan Approved for sale to U S Persons February 13, 2003 No-Action Letter issued to OSE None offered None offered None offered Japan Osaka Exchange OSE 16 Mini Nikkei 225 Intercontract Spread Approved for sale to U S Persons July 11, 2006 CFTC No-Action Letter issued to OSE 3 None offered None offered None offered Japan Osaka Exchange OSE 16 Mini TOPIX Approved for sale to U S Persons November 9, 2009 CFTC No-Action Letter issued to TSE None offered None offered None offered Japan Osaka Exchange OSE 16 Nikkei 225 Dividend Not approved None offered None offered None offered Japan Osaka Exchange OSE 16 Nikkei 225 Intercontract Spread Approved for sale to U S Persons January 16, 1992 CFTC No-Action Letter issued to OSE 3 None offered Approved for Eligible U S Institutions July 23, 1999 SEC No-Action Letter issued to OSE None offered Japan Osaka Exchange OSE 16 Nikkei Stock Average Volatility Approved for sale to U S Persons March 9, 2012 certification None offered Non e offered None offered Japan Osaka Exchange OSE 16 Russell Nomura Prime Approved for sale to U S Persons March 14, 2005 No-Action Letter issued to OSE None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 20 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Osaka Exchange OSE 16 Single name equities None offered None offered Approved for Eligible U S Institutions for Eligible Options on individual equities that are listed and traded on the OSE or other Japanese exchanges and that meet OSE selection standards March 14, 2014 Representation Letter from Tokyo Stock Exchange and Osaka Securities Exchange to SEC None offered Japan Osaka Exchange OSE 16 Tokyo Stock Exchange REIT Approved for sale to U S Persons November 9, 2009 CFTC No-Action Letter issued to TSE None offered None offered None off ered Japan Osaka Exchange OSE 16 TOPIX Approved for sale to U S Persons January 16, 1992 CFTC No-Action Letter issued to TSE 3 None offered Approved for Eligible U S Institutions July 27, 1999 SEC No-Action Letter issued to TSE None offered Japan Osaka Exchange OSE 16 TOPIX 150 Approved for sale to U S Persons May 23, 2001 CFTC No-Action Letter issued to TSE 3 None offered Approved for Eligible U S Institutions November 15, 2002 SEC No-Action Letter issued to TSE None offered Japan Osaka Exchange OSE 16 TOPIX Banks Not approved None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 21 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Osaka Exchange OSE 16 TOPIX Core30 Approved for sale to U S Persons November 9, 2009 CFTC No-Action Letter issued to TSE None offered None offered None offered Japan Tokyo Financial Exchange TFX Nikkei 225 Margin Not approved None offered None offered None offered Korea see South Korea - - - - - Malaysia Bursa Malaysia Derivatives Berhad BMD FTSE Bursa Malaysia Kuala Lumpur Composite Approved for sale to U S Persons June 28, 2011 CFTC No-Action Letter issued to Bursa Malaysia Derivatives Berhad None offered Not approved None offered Mexico Mexican Derivatives Exchange MEXDER IPC Approved for sale to U S Persons August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S A de C V Approved for sale to U S Persons August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S A de C V None offered Not approved Netherlands Euronext Amsterdam Derivatives Markets N V 16 AEX Approved for sale to U S Persons April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N V None offered Approved for Eligible U S Institutions September 17, 2014 Representation Letter from Euronext Amsterdam t o SEC 4 None offered Netherlands Euronext Amsterdam Derivatives Markets N V 16 AEX Mini Approved for sale to U S Persons September 13, 2013 certification None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 22 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Netherlands Euronext Amsterdam Derivatives Markets N V 16 Amsterdam Mid-Kap Not approved None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N V 16 FTSE Eurotop 100 Approved for sale to U S Persons May 14, 1996 CFTC No-Action Letter issued to Financiele Termijnmarkt Amsterdam 3 None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N V 16 Light AEX Approved for sale to U S Persons April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N V None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N V 16 Single name equities Not approved None offered Approved for Eligible U S Institutions for Eligible Options on individual equities that are listed and traded on Euronext Amsterdam or other specified markets17 September 17, 2014 Representation Letter from Euronext Amsterdam to SEC 4,5 None offered New Zealand NZFOE NZSE 10 Not approved Not approved None offered None offered Norway Oslo Stock Exchange OBX Not approved None offered Not approved None offered Norway Oslo Stock Exchange Single name equities None offered None offered Not approved4,11 None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 23 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Poland Warsaw Stock Exchange WIG20 Approval pending None offered Not approved No ne offered Portugal Euronext Lisbon PSI 20 Not approved Not approved None offered4 None offered Portugal Euronext Lisbon Single name equities Not approved None offered Not approved4 None offered Russia Single name equities see London Stock Exchange14 - - - - Russia Russian Trading System Stock Exchange RTS RTS Index Approval pending None offered Not approved None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Dow Jones Thailand Not approved the requested approval was deemed withdrawn by the CFTC in 2004 None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Euro STOXX 50 Approved for sale to U S Persons March 22, 2012 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT FTSE Xinhua China A50 Approved for sale to U S Persons January 26, 2012 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Mini Nikkei 225 Approved for sale to U S Persons December 23, 2009 CFTC No-Action Letter issued to SGX-DT None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Asia APEX 50 Approved for sale to U S Persons January 26, 2012 certification None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 24 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Hong Kong Approved for sale to U S Persons December 17, 1999 CFTC No-Action Letter issued to SIMEX None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI India Approved for sale to U S Persons January 20, 2014 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Tradin g Ltd SGX-DT MSCI Indonesia Approved for sale to U S Persons October 2, 2012 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Philippines Approved for sale to U S Persons January 20, 2014 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Singapore Free Approved for sale to U S Persons July 11, 2000 CFTC No-Action Letter issued to SGX-DT 3 None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Taiwan Approved for sale to U S Persons August 29, 1997 CFTC No-Action Letter issued to SIMEX 3 Approved for sale to U S Persons3 None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Thailand Approved for sale to U S Persons January 20, 2014 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Nikkei Approved for sale to U S Persons December 5, 1986 CFTC No-Action Letter issued to SIMEX 3 Approved for sale to U S Persons December 5, 1986 CFTC No-Action Letter issued to SIMEX 3 None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 25 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Nikkei 300 Approved for sale to U S Persons December 13, 1995 CFTC No-Action Letter issued to SIMEX 3 Approved for sale to U S Persons December 13, 1995 CFTC No-Action Letter issued to SIMEX 3 None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT S P CNX Nifty Nifty 50 Approved for sale to U S Persons January 7, 2004 CFTC No-Action Letter issued to SGX-DT None offered Not approved None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT SG X MSCI Japan Approved for sale to U S Persons February 13, 2003 CFTC No-Action Letter issued to SGX-DT None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT SGX Straits Times STI Not approved None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT USD Nikkei Approved for sale to U S Persons May 24, 2007 CFTC No-Action Letter issued to SGX-DT None offered None offered None offered South Africa JSE SAFEX ALSI FTSE JSE 40 Approved for sale to U S Persons July 18, 2002 CFTC No-Action Letter issued to SAFEX None offered Not approved None offered South Africa JSE SAFEX Financial Not approved None offered None offered None offered South Africa JSE SAFEX FTSE JSE Shareholder Weighted Top 40 Index DTOP Not approved Not approved None offered None offered South Africa JSE SAFEX Industrial Not approved None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 26 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options South Africa JSE SAFEX Mining Not approved None offered None offered None offered South Korea Korea Exchange KOSDAQ 50 Plus Not approved Not approved None offered None offered South Korea Korea Exchange KOSPI 200 Approved for sale to U S Persons November 26, 2008 CFTC No-Action Letter issued to Korea Futures Exchange None offered Not approved None offered Spain Madrid Stock Exchange Single name equities None offered None offered Not approved4 None offered Spain MEFF IBEX 35 Approved for sale to U S Persons August 8, 1994 CFTC No-Action Letter issued to MEFF 3 None offered Not approved None offered Spain MEFF IBEX 35 Mini Not approved Not approved None offered None offered Spain MEFF S P Euro Approved for sale to U S Persons June 14, 2001 CFTC No-Action Letter issued to MEFF None offered None offered None offered Spain MEFF S P Europe 350 Approved for sale to U S Persons June 14, 2001 CFTC No-Action Letter issued to MEFF None offered None offered None offered Sweden OMHEX HEXTECH Not approved Not approved None offered None offered Sweden OMHEX HEXTEMP Not approved None offered None offered None offered Sweden OMX Nordic Exchange Stockholm AB NOX Not approved None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 27 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Sweden OMX Nordic Exchange Stockholm AB OBX Not approved None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB OMXcap Approved for sale to U S Persons May 25, 2000 CFTC No-Action Letter issued to OM Stockholm 3 None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB OMXS30 formerly OMX Approved for sale to U S Persons June 3, 1998 CFTC No-Action Letter issued to OM Stockholm 3 None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB Single name equities Not approved None offered Not approved4,11 None offered Sweden OMX Nordic Exchange Stockholm AB VINX30 Approved for sale to U S Persons November 13, 2007 CFTC No-Action Letter issued to OMX Stockholm None offered Not approved Not approved Switzerland SIX Swiss Exchange Ltd Single name equities None offered None offered Not approved4,5 None offered Taiwan Taiwan Futures Exchange Electronic Sector Approved for sale to U S Persons May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange Finance Sector Approved for sale to U S Persons May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for oth er explanatory information, please see the endnotes at the end of this table 28 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Taiwan Taiwan Futures Exchange GreTai Securities Market Capitalized Weighted Approved for sale to U S Persons October 24, 2011 No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange Mini-TAIEX Approved for sale to U S Persons July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered None offered None offered Taiwan Taiwan Futures Exchange MSCI Taiwan Approved for sale to U S Persons October 12, 2006 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange TAIEX Approved for sale to U S Persons July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange Taiwan Stock Exchange Non-Finance Non-Electronics Approved for sale to U S Persons April 1, 2008 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange TSEC Taiwan 50 Not approved None offered None offered None offered Thailand Thailand Futures Exchange PCL SET50 Approved for sale to U S Persons November 26, 2008 CFTC No-Action Letter issued to Thailand Futures Exchange None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 29 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Turkey Borsa stanbul Derivatives Market VIOP BIST 30 formerly ISE 30 13 Approved for sale to U S Persons August 17, 2010 CFTC No-Action Letter issued to Turkish Derivatives Exchange None offered Not approved None offered U K EDX London Exchange KFX Flex KFX Not approved None o ffered Approved for Eligible U S Institutions October 29, 2003 SEC No-Action letter issued to EDX London Exchange None offered U K EDX London Exchange OBX Flex OBX Not approved None offered Approved for Eligible U S Institutions October 29, 2003 SEC No-Action letter issued to EDX London Exchange None offered U K EDX London Exchange OMX Flex OMX None offered None offered Approved for Eligible U S Institutions October 29, 2003 SEC No-Action letter issued to EDX London Exchange 4 None offered U K EDX London Exchange Single name equities None offered None offered Approved for options on individual Swedish, Norwegian and Danish equities11 for Eligible U S Institutions October 29, 2003 SEC No-Action letter issued to EDX London Exchange None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 30 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Option s ETF Options U K LIFFE ICE Futures Europe 16 FTSE 100 Approved for sale to U S Persons January 16, 1990 CFTC No-Action Letter issued to LIFFE 3 None offered Approved for Eligible U S Institutions May 1, 1992 SEC No-Action Letter issued to LIFFE 4 None offered U K LIFFE ICE Futures Europe 16 FTSE 100 Dividend - RDSA Withholding Not approved None offered None offered None offered U K LIFFE ICE Futures Europe 16 FTSE 100 FLEX None offered None offered Approved for Eligible U S Institutions March 6, 1996 SEC No-Action Letter issued to LIFFE None offered U K LIFFE ICE Futures Europe 16 FTSE 250 2GBP Approved for sale to U S Persons January 10, 2014 certification None offered None offered None offered U K LIFFE ICE Futures Europe 16 FTSE 250 Mid-Cap Approved for sale to U S Persons July 27, 1994 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered U K LIFFE ICE Futures Europe 16 FTSE Eurotop 100 Approved for sale to U S Persons March 10, 2000 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered U K LIFFE ICE Futures Europe 16 Mini FTSE 100 Approved for sale to U S Persons May 30, 2001 CFTC No-Action letter issued to LIFFE 3 None offered None offered None offered U K LIFFE ICE Futures Europe 16 MSCI Euro Approved for sale to U S Persons April 6, 2000 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 31 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U K LIFFE ICE Futures Europe 16 MSCI Europe Euro-denominated Approved for sale to U S Persons December 6, 2013 certification None offered None offered None offered U K LIFFE ICE Futures Europe 16 MSCI Pan-Euro Approved for sale to U S Persons April 6, 2000 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered U K LIF FE ICE Futures Europe 16 Single name equities Not approved None offered Approved for Eligible Options on individual equity securities on specified non-U S exchanges15 for Eligible U S Institutions March 14, 2014 Representation Letter from ICE Futures Europe to SEC None offered U K LIFFE ICE Futures Europe 16 TOPIX Approved for sale to U S Persons December 1, 2011 certification None offered None offered None offered U K London Stock Exchange Derivatives FTSE 100 Approved for sale to U S Persons August 28, 2014 certification None offered Not approved4 None offered U K London Stock Exchange Derivatives FTSE UK Large Cap Super Liquid FTSE SLQ Approved for sale to U S Persons August 28, 2014 certification None offered None offered None offered U K London Stock Exchange Derivatives Single name equities None offered None offered Not approved see U K LIFFE 4 None offered U K Turquoise Global Holdings Limited FTSE 100 Approved for sale to U S Persons June 1, 2012 certification None offered Not approved4 None offered 32 NOTE This Chart covers those products and exchanges that are likely to be of greatest interest to market participants in the United States It is not, therefore, intended to be exhaustive, and is presented without any representation or warranty as to its accuracy, completeness or timeliness Transmission or receipt of this information does not create an attorney-client relationship with Katten Muchin Rosenman LLP, and the information herein should not be used or relied upon in regard to any particular facts or circumstances without first consulting a lawyer This Chart does not express any opinion as to the potential application of the laws of any jurisdiction other than the United States Questions regarding the permissibility of trading in products that are not included in this Chart should be addressed to James D Van De Graaff at 1 312 902 5227, Kenneth M Rosenzweig at 1 312 902 5381, Kevin M Foley at 1 312 902 5372, Gary DeWaal at 1 212 940 6558, Christian B Hennion at 1 312 902 5521 or Blake J Brockway at 1 312 902 5438 Eligible U S Institution As used in this Chart, in accordance with SEC no-action letters, the term Eligible U S Institution means, in general, a U S Person that i is a qualified institutional buyer as defined in Rule 144A a 1 under the Securities Act of 1933, and ii has had prior actual experience in trading U S - listed options contracts For information regarding working definitions of U S Person as that term is used in this Chart, please contact Katten Muchin Rosenman LLP Eligible Option As used in this Chart, in accordance with SEC no-action letters, the term Eligible Option means an index option or option on an individual security traded on a Foreign Options Market that is not fungible or interchangeable with options traded on any market other than the Foreign Options Market and, accordingly, each position in an Eligible Option issued by a clearing member of the Foreign Options Market can be closed out only on the Forei gn Options Market A Foreign Options Market means a non-U S derivatives market 1 on which Eligible Options trade and 2 that is an organized exchange operated and regulated outside the United States See LIFFE A M and Class Relief, SEC No-Action Letter Jul 1, 2013 available here 1 Reserved 2 The CFTC No-Action Letter also applies to BM F Bovespa s Ibovespa Rollover and Forward Points on the Ibovespa transactions 3 The index is included in the CFTC s and SEC s joint order dated May 31, 2002, extending the exclusion of such index from the definition of narrow-based security index under the Commodity Exchange Act and Securities Exchange Act of 1934 beyond its expiration date of July 11, 2002 the Joint Order Foreign futures contracts or options on futures contracts on narrow-based securities indexes may not be offered or sold to U S Persons without the CFTC and SEC first developing joint regulations, which has not yet been done Accordingly, the Joint Order effectively allows the stock index futures contracts and options on futures contracts that are based on the security indexes included in the Joint Order, which were granted no-action relief by the CFTC prior to the enactment of the Commodity Futures Modernization Act CFMA on December 21, 2000, to continue to be offered and sold to U S Persons after July 11, 2002, the date that the exclusion set forth in the CFMA was to expire 4 Bclear allows members to submit an option contract on a non-U S security that has been negotiated and completed as an over-the-counter OTC transaction so that LIFFE may replace the OTC transaction with an equivalent LIFFE options contract LIFFE members that intend to offer or sell such products to U S Persons must satisfy the following conditions i Bclear services may only be offered to a U S person that qualifies as an Eligible U S Institution see above ii the LIFFE member must obtain and maintain certain representations from the customer and iii before transacting, and on an annual basis there after, the LIFFE member must file a declaration with LIFFE For additional information on these conditions, see LIFFE London Notice No 3732 LIFFE maintains a list of Eligible Options, which includes 1 LIFFE individual equity options based on the securities of non-U S issuers and 2 LIFFE index options based on indexes that contain no component securities of U S issuers The list of Eligible Options may be accessed here 5 The SEC also has approved for Eligible U S Institutions all options on individual German-, Swiss-, Finnish-, Dutch-, Italian - and French-issued equities where those options are now or in the future listed on Eurex Options on equities issued in any other country have not been approved at this time for trading by U S Persons on Eurex 6 Eurex offers a KOSPI product that Eurex describes as a daily futures contract that expires every night, with any net open positions at the end of trading resulting in the establishment of a corresponding position in the Korean Exchange s KOSP I 200 Options with strike prices, expiries, put call and premiums at the start of the next trading session on the Korean Exchange 7 Pursuant to Eurex Circular 281 11, the Dow Jones STOXX 600 Personal Household Goods Sector will no longer be tradable on Eurex trading terminals in the United States after the close of business on February 29, 2012 The previously issued no-action letter approving such product for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex has not been withdrawn 8 Pursuant to Eurex Circular 260 11, the Dow Jones Euro STOXX Banking Sector is no longer tradable on Eurex trading terminals in the United States see also Eurex Circular 281 11 The previously issued no-action letter approving such product for sale to U S Persons April 2, 2002 CFTC No-Action Letter issued to Eurex has not been withdrawn 9 Additional restrictions apply to the trading of these products by U S Persons 10 Reserved 11 The SEC also has approved for Eligible U S Institutions all options on individual Swedish-, Norwegian - and Danish-issued equities where those options are now or in the future listed on the EDX London exchange Options on equities issued in any other country have not been approved at this time for trading by U S Persons on the EDX London Exchange Note EDX London Exchange has been acquired by the Turquoise Exchange 12 The RDX USD Index futures and options contracts have not been approved for sale to U S Persons The CFTC approved a similar Eurex contract RDXxt USD RDX Extended Index futures contract for sale to U S Persons in a no-action letter issued on March 6, 2008, but Eurex subsequently delisted the contract 13 The Istanbul Stock Exchange ISE is now part of the Borsa Istanbul BIST As such, references to ISE 30 have been changed to BIST 30 on VIOP s trading platform and the CFTC s website For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this tab le 33 60970926 14 The London Stock Exchange offers options on Russian equity products through its International Order Book Providing all applicable conditions are met, Eligible U S Institutions may trade these options through the Bclear service offered by LIFFE See Footnote 4 15 ICE Futures Europe listed the following non-U S stock exchanges in its claim for class relief Borsa Italiana, Cophenhagen Stock Exchange, Deutsche Boerse, Euronext Amsterdam, Euronext Brussels, Euronext Lisbon, Euronext Paris, Helsinki Stock Exchange, Irish Stock Exchange, London Stock Exchange, London Stock Exchange International Order Book, Madrid Stock Exchange, Oslo Stock Exchange, SIX Swiss Exchange, Stockholm Stock Exchange and Vienna Stock Exchange 16 This exchange has claimed relief under LIFFE A M and Class Relief SEC No-Action Letter Jul 1, 2013 for Foreign Options Markets engaging in familiarization activities with Eligible U S Institutions with respect to Eligible Options 17 Euronext Amsterdam liste d the following regulated markets elsewhere in Europe for class relief Euronext Brussels, Euronext Paris, London Stock Exchange, Deutsche Borse, Borsa Italiana, Bolsas y Mercados Espanoles, Swiss Exchange, OMX Stockholm, Oslo Stock Exchange, OMX Copenhagen, Weiner Borse, Irish Stock Exchange and OMX Helsinki 18 Euronext Paris listed the following regulated markets elsewhere in Europe for class relief Euronext Brussels, Euronext Amsterdam, London Stock Exchange, Deutsche Borse, Borsa Italiana, Bolsas y Mercados Espanoles, Swiss Exchange, OMX Stockholm, Oslo Stock Exchange, OMX Copenhagen, Weiner Borse, Irish Stock Exchange and OMX Helsinki AUSTIN CENTURY CITY CHARLOTTE CHICAGO HOUSTON IRVING LONDON LOS ANGELES NEW YORK ORANGE COUNTY SAN FRANCISCO BAY AREA SHANGHAI WASHINGTON, DC Attorney advertising Published as a source of information only The material contained herein is not to be construed as legal advice or opinion 2014 Katten Muchin Rosenman LLP All rights reserved Katten Muchin Ro senman LLP is an Illinois limited liability partnership including professional corporations that has elected to be governed by the Illinois Uniform Partnership Act 1997 London affiliate Katten Muchin Rosenman UK LLP. To view all formatting for this article eg, tables, footnotes , please access the original here. United States Foreign Listed Stock Index Futures And Options Approval Chart. Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014 All prior versions are superseded and should be discarded Please note the following developments since we last distributed the Approvals Chart. The CFTC has approved the following contracts for trading by U S persons i Eurex s futures contract based on the MSCI China Free Index ii Eurex s futures contract based on the MSCI Emerging Markets Asia Index iii Eurex s futures contract based on the MSCI Emerging Markets EMEA Index iv Eurex s futures contract based on the MSCI Emerging Mark ets Index v Eurex s futures contract based on the MSCI Emerging Markets India Index vi Eurex s futures contract based on the MSCI Emerging Markets Latin America Index vii Eurex s futures contract based on the MSCI Europe Growth Index viii Eurex s futures contract based on the MSCI Europe Value Index ix Eurex s futures contract based on the MSCI Malaysia Index x Eurex s futures contract based on the MSCI South Africa Index xi Eurex s futures contract based on the MSCI Thailand Index xii SGX-DT s futures contract based on the MSCI India Index xiii SGX-DT s futures contract based on the MSCI Philippines Index xiv SGX-DT s futures contract based on the MSCI Thailand Index xv Euronext LIFFE s British pound sterling-denominated futures contract 2 per index point based on the FTSE 250 Index and xvi Euronext LIFFE s Euro-denominated futures contract based on the MSCI Europe Index. The SEC has not approved any new foreign equity index options since we last distributed the Approvals Chart. In addi tion, the Chart has been modified to note the availability of the Bclear service offered by LIFFE, which allows LIFFE members that comply with specified criteria to clear certain non-U S equity and index options that were executed over the counter on behalf of Eligible U S Institutions Please refer to Footnote 4 for additional information. The content of this article is intended to provide a general guide to the subject matter Specialist advice should be sought about your specific circumstances. To print this article, all you need is to be registered on. Click to Login as an existing user or Register so you can print this article. Do you have a Question or Comment. Click here to email the Author. Interested in the next Webinar on this Topic. Click here to register your Interest. More Popular Related Articles on Finance and Banking from USA. One of the regulatory pillars of the EMIR is the requirement for parties to collateralize the marked-to-market exposure in over-the-counter derivatives tran sactions that are not cleared by a central clearing system. Sullivan Worcester LLP. It is critical for advisers to have robust written standards of business conduct, appropriate procedures for complying with those standards and regular reporting and monitoring processes. Overseas Shipping Group Overseas recently sued its former attorneys, a prominent New York-based law firm, for legal malpractice in drafting credit agreements that resulted in the company incurring an estimated 463 million in tax liability. Poyner Spruill LLP. Blockchain technology combines several features of existing financial infrastructure It is partly a mass repository of historical transactions, partly a decentralized clearinghouse. 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